Documents Required for Loan against Securities

Process and Documents Required

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To apply for a loan, here’s all you need:
  • Your Email ID and Mobile Number linked to your mutual fund investments.
  • Identity proof and addresss proof for KYC verification (As per RBI guidelines)
  • Bank statements
  • Latest audited financial statements
  • Latest ITR returns
  • Pledged security details

The entire loan documentation needs to be signed & stamped appropriately and sent to the respective IIFL Finance office.

Loan Against Securities FAQs

You can repay the loan at any point of time during the loan tenure by repaying the due interest and principal loan amount through RTGS/ NEFT/ cheque.

Yes. You can pledge shares held with any depository participant in NSDL or CDSL

Yes, a customer can avail a loan by pledging third party shares post fulfillment of the relevant documentation requirement.

Yes. A customer can release the same after repaying the loan amount to the effect that the margin is maintained as per the requirement.

Yes, all the securities must be in the demat form only.

The disbursement will be done in the account mentioned in the disbursement request letter. Post the disbursement, there will be a daily monitoring of security prices to ensure appropriate margin is maintained and in case of any shortfall, the deficit needs to be made good within stipulated timelines.

The portfolio will be revalued daily. However, in case of a sharp fall in market prices, an interim revaluation may happen any time.

The actual time taken to sanction and process the loan depends on the time taken to establish the creditworthiness of the borrower.

No, the ownership of the shares is retained by the customer.

This is the list of shares/ securities approved by IIFL Finance Ltd against which a loan can be availed, subject to predefined hair cut or margin.

As per the RBI norms, a minimum 50% margin should be maintained for equity shares. For others types of securites, margin will be based on company policy.

If the market value drops to a level where the minimum margin is less than stipulated, the borrower must recoup the margin by pledge of additional shares or by cash margin/ part-repayment.

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